Investscape - Account Forms

APPLICATIONS AND FORMS
Select the type of account package and any additional forms you would like to print, fax it to us at (248) 757-2875. Mail us the originals after we have confirmed that the forms are completed correctly. U.S. Residents MUST include a copy of a valid driver's license or government issued Photo ID. Foreign accounts need to include a copy of a valid passport and a completed W8-BEN. Please note that you will need Adobe Acrobat Reader to view and print most of these forms. You can get Acrobat Reader here.

GENRAL INVESTING ACCOUNT
Individual Account
Joint Account
Corporate account

New Account Forms
New Account Approval Form
Customer Account Agreement
Investscape New Account Booklet (Disclosures)

ENTITY ACCOUNTS
Joint Account Agreements (Combined)
Corporate Agreement
Non-Corporate Association
Limited Liability Company Authorization
Sole Ownership Affidavit
Investment Club Account
Trustee Certification
Partnership Account Agreement
Customer Subaccount Agreement

INSTITUTIONAL
DVP New Account Approval
DVP Prime Brokerage Executing Broker

FOREIGN ACCOUNT
Affidavit of Sole Ownership-foreign-accts
Certification regarding Foreign Banks
W-8BEN Form
W-8ECI Form
W-8EXP Form
W-8IMY Form
Country Codes and Tax Table

ACCOUNT FUNDING & TRANSFER FORMS
ACAT Transfer Form
Delivery and Wire Instructions
Outgoing Wire Fund Authorization Form
Outgoing International Wire Authorization Form
Internal Transfer Form
Check Request Form

OTHER FORMS
Options Agreement
Options Risk Disclosure Statement
Uncovered Options Statement
Short Sale Attestation
Trading Authorization (Full)
Limited Trading Authorization

INFORMATIVE & LEGAL DOCUMENTS
Customer Information Brochure
SIPC - Coverage Statements
SIPC - Excess Coverage Statement
Penson Lastest June Financial Statement
Penson Lastest December Financial Statement
Margin Disclosure Statement
Privacy Policy (Penson Financial Services, Inc.)
Privacy Policy (Investscape, Inc.)
Day Trading Risk Disclosure/Margin Risk Disclosure
Characteristics & Risks of Standardized Options
Money Market Rates
Volatile Stock List
Disposition of Worthless Security
ACH Authorization
Blocked Jurisdiction Information
Power of Attorney

RETIREMENT ACCOUNTS
PFSI Basic Plan Description for Employees
PFSI Coverdale ESA Simplifier
PFSI ESA Designation of Beneficiary
PFSI Individual 401(k)
PFSI IRA Designation of Beneficiary
PFSI IRA Distribution Form
PFSI IRA Financial Disclosure
PFSI IRA Simplifier
PFSI Money Purchase Standardized Adoption Agreement
PFSI Profit Sharing Standardized Adoption Agreement
PFSI QRP Loan Kit
PFSI Qualified Designation of Beneficiary
PFSI Qualified Employee Data Worksheet
PFSI Qualified Guide to Establishing Qualified Plan
PFSI Qualified Plan Basic Plan Document
PFSI Qualified Plan Distribution Form
PFSI Roth IRA Financial Disclosure
PFSI Roth IRA Simplifier
PFSI SEP Adoption Agreement
PFSI SEP Eligibility Form
PFSI SEP Plan Document
PFSI SEP Summary for Employees
PFSI Simple IRA Participation Notice/Summary Desc
PFSI Simple IRA Plan AdoptionAgreement
PFSI Simple IRA Plan Basic Plan Document
PFSI Simple IRA Plan Eligibility Form
PFSi Simple IRA Plan Salary Reduction Agreement
PFSI Simple IRA Simplifier
PFSI Coverdale/ESA Distribution Form
PFSI IRA Distribution Form
PFSI Qualified Plan Distribution Form
PFSI Required Minimum Distribution
PFSI Roth Conversion Request
PFSI Roth Distribution Form

FOR BROKERS
FAQ 1099 Questions
Monthly Statement Example
Mutual Fund Family List
Document Transmittal Form
Form 144
Form 144 Brokers Letter
Form 144 Sellers Letter
Form 144K Sellers Letter
PenFlex Account Application (Checkwriting & Debit Card for Domestic Accounts)
Priority Plus (Checkwriting & Debit Card for Foreign Accounts)
ACAT Transfer Form
Incoming Wire Instructions
Outgoing International Wire Transfer Request
Fed Wire Request Form
Journal Request Form (LOA) 　


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